-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T3V6G4pwUkQG0LRcxVeBYj0v7SiDRiyUuSpKGc84mblDUPLaM6QN9qAOsAYe9pQL yD/MeznqctUqKwvxCHHk+g== 0000889812-98-000279.txt : 19980205 0000889812-98-000279.hdr.sgml : 19980205 ACCESSION NUMBER: 0000889812-98-000279 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980204 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-09976 FILM NUMBER: 98521798 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSENKRANZ GERTRUDE CENTRAL INDEX KEY: 0001022968 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 MAIL ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 SC 13D/A 1 AMENDMENT NO. 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 25049 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* SEQUA CORPORATION (Name of Issuer) Class B Common Stock, no par value (Title of Class of Securities) 81732 020 (CUSIP Number) Mrs. Gertrude Rosenkranz c/o Sequa Corporation 200 Park Avenue, New York, NY 10166 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 22, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box /_/. __ Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 81732 020 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Gertrude Rosenkranz 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3) SEC USE ONLY 4) SOURCE OF FUNDS (SEE INSTRUCTIONS) OO 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. (7) SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 101,260 EACH REPORTING (9) SOLE DISPOSITIVE POWER PERSON WITH (10) SHARED DISPOSITIVE POWER 101,260 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 101,260 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.04% 14) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN Gertrude Rosenkranz hereby amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission (the "SEC") on September 16, 1996, as amended by Amendment No. 1 filed with the SEC on February 14, 1997 and as further amended by Amendment No. 2 filed with the SEC on February 4, 1998 (the "Schedule") as follows. This Schedule relates to the Class B Common Stock, no par value per share (the "Shares") of Sequa Corporation, a Delaware corporation. Item 5. Interest in Securities of the Issuer. Item 5(a) of the Schedule is hereby amended by deleting the existing text and inserting the following text in its stead: Mrs. Rosenkranz beneficially owns (as defined by Rule 13d-3 under the Securities Exchange Act of 1934, as amended) 101,260 Shares, or 3.04% of the Shares outstanding as of January 22, 1998. Item 5(b) of the Schedule is hereby amended by deleting the first full sentence thereof and inserting the following language in its stead: Mrs. Rosenkranz has shared voting and dispositive power over 150 Shares that she owns directly and jointly with her husband, Mr. Bernard Rosenkranz, and has shared voting and dispositive power over an aggregate of 101,110 Shares held by the May Trust, the September Trust and the March Trust (as defined below). Item 5(c) of the Schedule is hereby amended and supplemented by inserting the following text as the fourth full paragraph thereof: Pursuant to the terms of the March Trust, the May Trust and the September Trust, on January 22, 1998 52,440 Shares were released from the March Trust, 30,652 Shares were released from the May Trust and 66,414 Shares were released from the September Trust. All of such Shares were transferred to Mr. Norman E. Alexander. Item 5(e) of the Schedule is hereby amended by deleting the existing text and inserting the following text in its stead: As a result of the transfers described in Item 5(c) above, Mrs. Rosenkranz ceased to be the beneficial owner of more than five percent of the Shares on January 22, 1998. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Gertrude Rosenkranz ------------------------------- Gertrude Rosenkranz Date: February 4, 1998 -----END PRIVACY-ENHANCED MESSAGE-----